BESPOKE PROJECT WORK

Examples of the type of assistance that I can provide include: --

• Setting up compliant procedures, for instance to comply with Rule 9 Referrals of business, or in advance of setting up a Separate business under Rule 21.
• Setting up procedures and systems to comply with the Money Laundering Regulations 2007.
• Developing a package of consistent client care documents
• Reviewing office manuals;
• Support before and after an inspection by Solicitor Regulation Authority departments, for instance the Practice Standards Unit, the Forensic Investigation Unit and the Investment Business Unit;

Please contact me, should you wish to discuss any bespoke services you would like me to provide.